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Financial Regulatory Observer – June 2019

What's inside

The Financial Regulatory Observer regularly sets spotlights on selected topics driving the regulatory and technological changes in the financial industry.

EU Banking reforms imminent

The Banking Reform Package marks a milestone in the new EU regulatory landscape.

No-deal Brexit: Challenges for trading venues and their participants

By Julia Smithers Excell and Kristen DiLemmo

There is no silver bullet for maintaining cross-border trading if the UK leaves the EU without a deal.

London skyline

New UK peer-to-peer lending rules catch up with innovation

Within a decade, the UK's peer-to-peer (P2P) financial services sector has moved from an offbeat outsider to an increasingly significant and permanent player in loan and equity markets.

banknotes

Crypto-assets market: Regulators keeping a watchful eye

By Julia Smithers Excell and Laura Kitchen

The impact of crypto-assets on the global financial system continues to be a subject of debate for regulatory and supervisory authorities.

Outsourcing: Final countdown to implementation

By Dr. Carsten Lösing, Julia Smithers Excell, and Dr. Kirsten Donner

New guidelines reflect the rise of outsourcing by financial institutions in a new era of disintermediation and technological change.

circuit board
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