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Financial Regulatory Observer - June 2018

What's inside

The Financial Regulatory Observer regularly sets spotlights on selected topics driving the regulatory and technological changes in the financial industry.

Modernizing Europe's regulatory framework for outsourcing

Digital transformation has become a key topic across financial institutions' board rooms. Yet the regulatory framework for the implementation of technological innovations still lags behind.

US cross-border securities: Buyer (and seller) beware

As technology removes physical borders from the securities industry, international financial institutions must remain vigilant to ensure their business activities do not violate US regulations.

digital financial stock display

CFPB models softer face in Mulvaney makeover

An overhaul of the Consumer Financial Protection Bureau by its acting head has ruffled feathers and heralded a less aggressive enforcement regime.

digital financial display

Cracking the EU's NPL reforms

A package of reforms aimed at tackling non-performing loans will have far-reaching consequences for European banks.

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