SEC Warns Individual Actors of Potential Liability for AI-Related Security Risk Disclosure Failures
Alert
“Novel” or Not: the SEC and DOJ’s Expansion of Insider Trading to “Shadow Trading” and 10b5-1 Plans Survive Their Days in Court
Alert
Equity Grant Procedures and Guidelines for the Granting of Equity Awards
Alert
Fall 2023 Reg Flex Agenda: Climate Rules Pushed to April 2024
Alert
SEC Adopts Rule Amendments to Modernize Beneficial Ownership Reporting
Alert
SEC Approves NYSE and Nasdaq Amended Proposed Clawback Listing Standards, Extending the Compliance Deadline to December 1, 2023
Alert
Clawback Policies: Next Steps to Prepare Your Public Company
White & Case Public Company Advisory Group Provides Sample Clawback Policy
Alert
SEC Reopens Comment Period on Proposed Rule Amendments to Modernize Beneficial Ownership Reporting
Alert
SEC Adopts Amendments Regarding Company “Buybacks”
Alert
Reminder: Deadlines for Changes to Forms 4 and 5 Reporting and Electronic Filing of Form 144
Alert
How to Avoid Risk of SEC Whistleblower Rule Violations in Connection with Employee-related Documents
Alert
SEC Adopts Amendments to Rule 10b5-1
Alert
Corp Fin Issues Sample Letter to Companies Regarding Recent Developments in Crypto Asset Markets
Alert
Corp Fin Issues C&DIs Related to Universal Proxy Rules
Alert
SEC (Finally) Adopts Clawback Rules
Alert
SEC Releases Electronic Form 144
Alert
SEC Adopts Pay Versus Performance Disclosure Rules
Alert
PCAOB and Chinese Authorities Sign Agreement, Taking First Step Toward Complete Access for PCAOB to Inspect and Investigate Auditors in China and Hong Kong
Article
The HFCAA and consequences for US-listed China-based companies
Time to Revisit Insider Trading Policies: The SEC’s Expansion of Insider Trading Enforcement to “Shadow Trading” Survives Motion to Dismiss
Alert
SEC Focuses on Potential Misuse of Material Non-Public Information in Stock Trades: Proposed Amendments Regarding Rule 10b5-1 Trading Plans and Company "Buybacks"
Alert
In Another Win for Shareholders, SEC Adopts New Rules for Universal Proxy Cards in Contested Director Elections
Alert
A Win for Environmental and Social Shareholder Proponents? Corp Fin Issues SLB 14L, Rescinding Prior SLBs on Economic Relevance and Ordinary Business Exclusions
Alert
NYSE Proposes to Amend Calculation of “Votes Cast” to Eliminate Confusion in Voting Standards
Alert
SEC Issues Sample Comment Letter as it Ramps Up Scrutiny of Climate Disclosures
Alert
SEC Extends the Misappropriation Theory of Insider Trading Beyond Targets of Acquisitions to Companies “Economically Linked” to Such Targets
Alert
NYSE to Re-Amend its “Related Party Transaction” Review Rule to Align More Closely with SEC Disclosure Requirements
Alert
SEC Statements Suggest Heightened Insider Trading Scrutiny Even if Using a Rule 10b5-1 Trading Plan
Alert
Nasdaq Proposes New Board Diversity Listing Requirements
Alert
SEC Adopts Amendments to Auditor Independence Requirements
Alert
SEC Adopts Amendments to Modernize Rule 14a-8
Alert
SEC Adopts Amendments to Modernize Disclosures and Adds Human Capital Resources as a Disclosure Topic: Key Action Items and Considerations for U.S. Public Companies
Alert
Practical Tips to Prepare for Upcoming Quarterly Disclosures
